398,323 Registered advisers Every investment adviser representative 304,914 Dually registered 77% are also broker reps 93,409 Adviser only Not registered with a broker-dealer 25,637 Firms Where they're registered 56,898 CFPs 11,004 CFAs, 12,692 ChFCs From the SEC’s compilation report of October 25, 2026, refreshed every morning. +22 since the file before. 1 firm join and 27 departures in the latest file. 162 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
Name, firm or city State Every state AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY Registration Adviser or dual Also a broker rep Adviser only Designation Any CFP CFA ChFC PFS CIC Exam Any exam Series 65 Series 66 Series 63 Joined current firm Any time In the last 90 days In the last 6 months In the last year Disclosures Either None on record Has disclosures
Advisor Firm Registration Designations Joined firm Registered since 1 Elizabeth A. Albrecht Troy, OH Wells Fargo Advisors Financial Network, LLC Adviser and broker – Atlas 2012 2 Phillip Alexander Dublin, OH Prospera Financial Services, Inc. +1 more Adviser and broker – Atlas 2010 3 Michael T. Aljancic Columbus, OH Wells Fargo Advisors Financial Network, LLC Adviser and broker – Atlas 2004 4 David D. Alspach New Albany, OH Wells Fargo Advisors Financial Network, LLC Adviser and broker – Atlas 1999 5 Phillip Anderson Westlake, OH Wells Fargo Advisors Financial Network, LLC Adviser and broker – Atlas 2004 6 Mildred Babb Perkins Beachwood, OH Wells Fargo Advisors Financial Network, LLC Adviser and broker CFP Atlas 1999 7 Dennis P. Barba Jr. Beachwood, OH Wells Fargo Advisors Financial Network, LLC Adviser and broker – Atlas 1999 8 Aaron Barber Dublin, OH Wells Fargo Advisors Financial Network, LLC Adviser and broker – Atlas 2007 9 Chris P. Bardos Dublin, OH Wells Fargo Advisors Financial Network, LLC Adviser and broker – Atlas 1999 10 Brian Bates Lima, OH Wells Fargo Advisors Financial Network, LLC Adviser and broker – Atlas 2001
152 more advisors match.
Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.