The firms the industry press wrote about most this week, ranked by number of stories.
| 01 | SEC
|
11 stories |
| 02 | LPL Financial
|
11 stories |
| 03 | Raymond James
|
8 stories |
| 04 | Schwab
|
8 stories |
| 05 | Osaic
|
7 stories |
| 06 | Vanguard
|
6 stories |
| 07 | Merrill
|
5 stories |
| 08 | Morgan Stanley
|
5 stories |
| 09 | Goldman Sachs
|
4 stories |
| 10 | Edward Jones
|
4 stories |
THIS WEEK FROM THE NEWSROOM
Sequoia's Jason Kley elected FPA 2027 president-elect
The Financial Planning Association's board has chosen Sequoia Financial Group's Jason Kley to lead the organization as president-elect for 2027, a one-year term starting Jan. 1.
Grant Whitmore, Moves Correspondent
About 70 Synovus Securities advisors set to move to Raymond James with $18.7 billion in client assets
About 70 advisors registered with Synovus Securities are set to join Raymond James through an expanded Pinnacle relationship, with the transition expected by May 2027.
Grant Whitmore, Moves Correspondent
Prudential Wealth Advisors reports record quarterly sales as recruiting continues
Prudential Wealth Advisors reported about $1.4 billion in third-quarter 2026 sales, its best quarter on record, as it added more than 450 advisors in 18 months.
Grant Whitmore, Moves Correspondent
Custody's no-fee model strains as custodians float new charges
Fidelity has dropped sub-$100 million RIAs, Schwab keeps its no-fee base for now, and Raymond James has named fees as an option, showing custody's cost being reassigned.
Sterling Park, Chief Analyst
Clarity Point joins Hightower Signature Wealth with about $380 million in AUM
Marlton, N.J., practice Clarity Point Financial Partners is moving into Hightower Signature Wealth, with the transition expected to take effect the day it was announced.
Grant Whitmore, Moves Correspondent