The firms the industry press wrote about most this week, ranked by number of stories.
| 01 | Schwab
|
21 stories |
| 02 | LPL Financial
|
11 stories |
| 03 | Ameriprise
|
9 stories |
| 04 | SEC
|
9 stories |
| 05 | Raymond James
|
6 stories |
| 06 | J.P. Morgan
|
5 stories |
| 07 | CAPTRUST
|
5 stories |
| 08 | Wells Fargo
|
4 stories |
| 09 | UBS
|
4 stories |
| 10 | Truist
|
4 stories |
THIS WEEK FROM THE NEWSROOM
Ameriprise leadership disputes reports of broad advisor retention awards
Ameriprise chief executive Jim Cracchiolo said on the third-quarter earnings call that the firm has no broad advisor retention program, despite earlier reports of retention awards to advisor teams.
Nora Kessler, Practice & Technology Correspondent
Six-advisor Vinings practice moves from Northwestern Mutual to LPL
Anchor Financial Partners, with about $525 million in combined assets, has joined LPL's broker-dealer and RIA platforms, according to LPL's release; InvestmentNews also reported the move.
Grant Whitmore, Moves Correspondent
Small RIAs get a $4,800 Claude offer from Schwab, but the seat minimum remains
Schwab is making a $4,800 credit available to RIAs that join Claude's enterprise plan by Nov. 30, a move meant for small firms that cannot use all 20 seats the plan requires.
Nora Kessler, Practice & Technology Correspondent
Savvy Wealth brings pre-IPO private markets deals to its advisors through Allocate
Savvy Wealth has built a proprietary private markets program with Allocate, starting with venture and growth managers and open to qualified-purchaser clients.
Grant Whitmore, Moves Correspondent
Raymond James reports record client assets and strong recruiting gains
Record quarterly client assets and recruiting momentum across advisor channels marked the latest report from Raymond James, with its CEO crediting flexible affiliation options for the growth.
Nora Kessler, Practice & Technology Correspondent