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Financial ADVSR advisor directory · SEC adviser records

Sharebuilder 401k financial advisors in Seattle, WA

Every SEC-registered investment adviser representative at a Sharebuilder 401k office in Seattle, A to Z.

11 registered advisors work at Sharebuilder 401k in Seattle, out of 16 at the firm nationwide; it ranks number 32 in the city by advisors. 0 list the CFP designation and 0 are also registered broker representatives.

Sharebuilder 401k advisors in Seattle, A to Z

Every Sharebuilder 401k advisor →

Sharebuilder 401k advisors in other cities

Bozeman, MT 1Georgetown, KY 1Richmond, VA 1Spearfish, SD 1Woodlands, TX 1

Other firms in Seattle

All Seattle advisors →

Morgan Stanley 160Merrill Lynch, Pierce, Fenner & Smith Incorporated 122Wells Fargo Clearing Services, LLC 122Brighton Jones LLC 111J.P. Morgan Securities LLC 98LPL Financial LLC 80UBS Financial Services Inc. 79RBC Capital Markets, LLC 69Robert W. Baird & Co. Incorporated 67Edward Jones 63D.A. Davidson & Co. 54Strategic Advisers LLC 48

Questions

How many financial advisors does Sharebuilder 401k have in Seattle?

11 investment adviser representatives are registered at Sharebuilder 401k offices in Seattle, Washington, according to the SEC's Investment Adviser Public Disclosure records, out of 16 nationwide. 0 list the CFP designation and 0 are also registered as broker representatives.

Is Sharebuilder 401k one of the largest advisor employers in Seattle?

Sharebuilder 401k ranks number 32 in Seattle by registered advisors; Morgan Stanley has the most, with 160.

How do I check a Sharebuilder 401k advisor in Seattle?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Sharebuilder 401k office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.