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Financial ADVSR advisor directory · SEC adviser records

Prospero Wealth, LLC financial advisors in Seattle, WA

Every SEC-registered investment adviser representative at a Prospero Wealth, LLC office in Seattle, A to Z.

5 registered advisors work at Prospero Wealth, LLC in Seattle, out of 7 at the firm nationwide; it ranks number 60 in the city by advisors. 0 list the CFP designation and 0 are also registered broker representatives.

Prospero Wealth, LLC advisors in Seattle, A to Z

Every Prospero Wealth, LLC advisor →

Prospero Wealth, LLC advisors in every city and state →Prospero Wealth, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Prospero Wealth, LLC advisors in other cities

San Jose, CA 1Steilacoom, WA 1

Other firms in Seattle

All Seattle advisors →

Morgan Stanley 160Merrill Lynch, Pierce, Fenner & Smith Incorporated 122Wells Fargo Clearing Services, LLC 122Brighton Jones LLC 111J.P. Morgan Securities LLC 98LPL Financial LLC 80UBS Financial Services Inc. 79RBC Capital Markets, LLC 69Robert W. Baird & Co. Incorporated 67Edward Jones 63D.A. Davidson & Co. 54Strategic Advisers LLC 48

Questions

How many financial advisors does Prospero Wealth, LLC have in Seattle?

5 investment adviser representatives are registered at Prospero Wealth, LLC offices in Seattle, Washington, according to the SEC's Investment Adviser Public Disclosure records, out of 7 nationwide. 0 list the CFP designation and 0 are also registered as broker representatives.

Is Prospero Wealth, LLC one of the largest advisor employers in Seattle?

Prospero Wealth, LLC ranks number 60 in Seattle by registered advisors; Morgan Stanley has the most, with 160.

How do I check a Prospero Wealth, LLC advisor in Seattle?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Prospero Wealth, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.