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Financial ADVSR advisor directory · SEC adviser records

Northern Lights Advisors, Inc. financial advisors in Seattle, WA

Every SEC-registered investment adviser representative at a Northern Lights Advisors, Inc. office in Seattle, A to Z.

The short answer

4 registered advisors work at Northern Lights Advisors, Inc. in Seattle, out of 4 at the firm nationwide; it ranks number 65 in the city by advisors. 2 list the CFP designation and 0 are also registered broker representatives.

Northern Lights Advisors, Inc. advisors in Seattle, A to Z

Every Northern Lights Advisors, Inc. advisor →

Northern Lights Advisors, Inc. advisors in every city and state →Northern Lights Advisors, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Other firms in Seattle

All Seattle advisors →

Morgan Stanley 144Merrill Lynch, Pierce, Fenner & Smith Incorporated 123Wells Fargo Clearing Services, LLC 113Brighton Jones LLC 104J.P. Morgan Securities LLC 95LPL Financial LLC 74UBS Financial Services Inc. 74RBC Capital Markets, LLC 64Edward Jones 61Robert W. Baird & Co. Incorporated 58D.A. Davidson & Co. 51Strategic Advisers LLC 51

Questions

How many financial advisors does Northern Lights Advisors, Inc. have in Seattle?

4 investment adviser representatives are registered at Northern Lights Advisors, Inc. offices in Seattle, Washington, according to the SEC's Investment Adviser Public Disclosure records, out of 4 nationwide. 2 list the CFP designation and 0 are also registered as broker representatives.

Is Northern Lights Advisors, Inc. one of the largest advisor employers in Seattle?

Northern Lights Advisors, Inc. ranks number 65 in Seattle by registered advisors; Morgan Stanley has the most, with 144.

How do I check a Northern Lights Advisors, Inc. advisor in Seattle?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Northern Lights Advisors, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.