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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Winooski, VT

Every SEC-registered investment adviser representative at a firm office in Winooski, with the firms that employ the most of them.

2 registered advisors work in Winooski; the most are at MML Investors Services, LLC (1). 0 list the CFP designation and 2 are also registered broker representatives.

Firms with the most advisors in Winooski

FirmAdvisors in Winooski
MML Investors Services, LLC1
Valic Financial Advisors, Inc.1

Advisors in Winooski, A to Z

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Other cities in Vermont

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Colchester 119Burlington 105South Burlington 74Montpelier 48Rutland 35Williston 31Barre 25Brattleboro 17Middlebury 15Shelburne 14Manchester Center 13Stowe 13Essex Junction 11Bennington 10Norwich 10Manchester 8Dorset 7Saint Johnsbury 6Lyndonville 5St Johnsbury 5St. Johnsbury 5White River Junction 5Woodstock 5

Questions

How many financial advisors are in Winooski, VT?

2 investment adviser representatives are registered at firm offices in Winooski, Vermont, according to the SEC's Investment Adviser Public Disclosure records. 2 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Winooski?

MML Investors Services, LLC, with 1 registered advisors in Winooski, followed by Valic Financial Advisors, Inc. with 1.

How do I check a financial advisor in Winooski?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.