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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Northfield, VT

Every SEC-registered investment adviser representative at a firm office in Northfield, with the firms that employ the most of them.

2 registered advisors work in Northfield; the most are at Ameriprise Financial Services, LLC (1). 0 list the CFP designation and 2 are also registered broker representatives.

Firms with the most advisors in Northfield

FirmAdvisors in Northfield
Ameriprise Financial Services, LLC news1
LPL Financial LLC news1
Northeast Planning Associates, Inc.1

Advisors in Northfield, A to Z

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Other cities in Vermont

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Colchester 131Burlington 113South Burlington 78Montpelier 56Rutland 34Williston 32Barre 22Brattleboro 18Manchester Center 15Middlebury 14Shelburne 13Stowe 12Bennington 10Essex Junction 9Norwich 9Manchester 8Dorset 7Saint Johnsbury 6St. Johnsbury 6Lyndonville 5Morrisville 5St Johnsbury 5White River Junction 5

Questions

How many financial advisors are in Northfield, VT?

2 investment adviser representatives are registered at firm offices in Northfield, Vermont, according to the SEC's Investment Adviser Public Disclosure records. 2 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Northfield?

Ameriprise Financial Services, LLC, with 1 registered advisors in Northfield, followed by LPL Financial LLC with 1.

How do I check a financial advisor in Northfield?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.