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Financial ADVSR advisor directory · SEC adviser records

North Capital financial advisors in Salt Lake City, UT

Every SEC-registered investment adviser representative at a North Capital office in Salt Lake City, A to Z.

The short answer

7 registered advisors work at North Capital in Salt Lake City, out of 8 at the firm nationwide; it ranks number 39 in the city by advisors. 0 list the CFP designation and 6 are also registered broker representatives.

North Capital advisors in Salt Lake City, A to Z

Every North Capital advisor →

North Capital advisors in every city and state →North Capital: assets, clients and custodians →Advisor Moves: who changed firms this week →

North Capital advisors in other cities

West Orange, NJ 1

Other firms in Salt Lake City

All Salt Lake City advisors →

Strategic Advisers LLC 634Wells Fargo Clearing Services, LLC 210Merrill Lynch, Pierce, Fenner & Smith Incorporated 50Morgan Stanley 45Wasatch Advisors LP 38LPL Financial LLC 34J.P. Morgan Securities LLC 30Ameriprise Financial Services, LLC 18Crewe Advisors 18Raymond James Financial Services Advisors, Inc. 18Sepio Capital, LP 16UBS Financial Services Inc. 16

Questions

How many financial advisors does North Capital have in Salt Lake City?

7 investment adviser representatives are registered at North Capital offices in Salt Lake City, Utah, according to the SEC's Investment Adviser Public Disclosure records, out of 8 nationwide. 0 list the CFP designation and 6 are also registered as broker representatives.

Is North Capital one of the largest advisor employers in Salt Lake City?

North Capital ranks number 39 in Salt Lake City by registered advisors; Strategic Advisers LLC has the most, with 634.

How do I check a North Capital advisor in Salt Lake City?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the North Capital office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.