Financial ADVSR advisor directory · SEC adviser records

Dash Investments financial advisors in Plano, TX

Every SEC-registered investment adviser representative at a Dash Investments office in Plano, A to Z.

3 registered advisors work at Dash Investments in Plano, out of 5 at the firm nationwide; it ranks number 48 in the city by advisors. 0 list the CFP designation and 0 are also registered broker representatives.

Dash Investments advisors in Plano, A to Z

Every Dash Investments advisor →

Richard W. BachInvestment adviser rep
Jeffrey M. BowlbyInvestment adviser rep
Sebastian O. Lopez-HafenInvestment adviser rep

Dash Investments advisors in every city and state →Dash Investments: assets, clients and custodians →Advisor Moves: who changed firms this week →

Dash Investments advisors in other cities

Miami, FL 1 Woodland Hills, CA 1

Other firms in Plano

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Fisher Investments 1,880 Vanguard Advisers, Inc. 230 J.P. Morgan Securities LLC 212 Strategic Advisers LLC 50 UBS Financial Services Inc. 49 Ameriprise Financial Services, LLC 48 Morgan Stanley 39 Edward Jones 31 Transamerica Financial Advisors, LLC 31 LPL Financial LLC 29 Charles Schwab & Co., Inc. 27 LPL Enterprise, LLC 27

Questions

How many financial advisors does Dash Investments have in Plano?

3 investment adviser representatives are registered at Dash Investments offices in Plano, Texas, according to the SEC's Investment Adviser Public Disclosure records, out of 5 nationwide. 0 list the CFP designation and 0 are also registered as broker representatives.

Is Dash Investments one of the largest advisor employers in Plano?

Dash Investments ranks number 48 in Plano by registered advisors; Fisher Investments has the most, with 1,880.

How do I check a Dash Investments advisor in Plano?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Dash Investments office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.