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Financial ADVSR advisor directory · SEC adviser records

Penney Financial financial advisors in Houston, TX

Every SEC-registered investment adviser representative at a Penney Financial office in Houston, A to Z.

The short answer

4 registered advisors work at Penney Financial in Houston, out of 4 at the firm nationwide; it ranks number 161 in the city by advisors. 3 list the CFP designation and 0 are also registered broker representatives.

Penney Financial advisors in Houston, A to Z

Every Penney Financial advisor →

Penney Financial advisors in every city and state →Penney Financial: assets, clients and custodians →Advisor Moves: who changed firms this week →

Other firms in Houston

All Houston advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 364Morgan Stanley 304J.P. Morgan Securities LLC 301Valic Financial Advisors, Inc. 213UBS Financial Services Inc. 186Wells Fargo Clearing Services, LLC 161Strategic Advisers LLC 141Ameriprise Financial Services, LLC 136LPL Financial LLC 128Raymond James & Associates, Inc. 86Cetera Investment Advisers LLC 76Pfs Investments Inc. 76

Questions

How many financial advisors does Penney Financial have in Houston?

4 investment adviser representatives are registered at Penney Financial offices in Houston, Texas, according to the SEC's Investment Adviser Public Disclosure records, out of 4 nationwide. 3 list the CFP designation and 0 are also registered as broker representatives.

Is Penney Financial one of the largest advisor employers in Houston?

Penney Financial ranks number 161 in Houston by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 364.

How do I check a Penney Financial advisor in Houston?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Penney Financial office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.