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Financial ADVSR advisor directory · SEC adviser records

Capital Ideas financial advisors in Dallas, TX

Every SEC-registered investment adviser representative at a Capital Ideas office in Dallas, A to Z.

3 registered advisors work at Capital Ideas in Dallas, out of 5 at the firm nationwide; it ranks number 144 in the city by advisors. 1 list the CFP designation and 1 are also registered broker representatives.

Capital Ideas advisors in Dallas, A to Z

Every Capital Ideas advisor →

Capital Ideas advisors in every city and state →Capital Ideas: assets, clients and custodians →Advisor Moves: who changed firms this week →

Capital Ideas advisors in other cities

Naperville, IL 1Pocatello, ID 1

Other firms in Dallas

All Dallas advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 233J.P. Morgan Securities LLC 228Morgan Stanley 226UBS Financial Services Inc. 137Goldman Sachs Wealth Services, L.P. 94Cetera Investment Advisers LLC 85Wells Fargo Clearing Services, LLC 83Rockefeller Financial LLC 78LPL Financial LLC 73Hilltop Securities Inc. 70Momentum Independent Network Inc. 69Strategic Advisers LLC 68

Questions

How many financial advisors does Capital Ideas have in Dallas?

3 investment adviser representatives are registered at Capital Ideas offices in Dallas, Texas, according to the SEC's Investment Adviser Public Disclosure records, out of 5 nationwide. 1 list the CFP designation and 1 are also registered as broker representatives.

Is Capital Ideas one of the largest advisor employers in Dallas?

Capital Ideas ranks number 144 in Dallas by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 233.

How do I check a Capital Ideas advisor in Dallas?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Capital Ideas office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.