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Financial ADVSR advisor directory · SEC adviser records

Northwestern Mutual Investment Services, LLC financial advisors in Austin, TX

Every SEC-registered investment adviser representative at a Northwestern Mutual Investment Services, LLC office in Austin, A to Z.

The short answer

5 registered advisors work at Northwestern Mutual Investment Services, LLC in Austin, out of 1,946 at the firm nationwide; it ranks number 89 in the city by advisors. 0 list the CFP designation and 5 are also registered broker representatives.

Northwestern Mutual Investment Services, LLC advisors in Austin, A to Z

Every Northwestern Mutual Investment Services, LLC advisor →

Northwestern Mutual Investment Services, LLC advisors in every city and state →Northwestern Mutual Investment Services, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Northwestern Mutual Investment Services, LLC advisors in other cities

Milwaukee, WI 112New York, NY 53Atlanta, GA 41Indianapolis, IN 32Chicago, IL 29Pittsburgh, PA 29Albany, NY 26Houston, TX 24Saint Louis, MO 24Irvine, CA 23Cincinnati, OH 22Raleigh, NC 22Tampa, FL 21Nashville, TN 20W Des Moines, IA 18

Other firms in Austin

All Austin advisors →

Kestra Advisory Services, LLC 417Dimensional Fund Advisors LP 210Charles Schwab & Co., Inc. 203Merrill Lynch, Pierce, Fenner & Smith Incorporated 125J.P. Morgan Securities LLC 118LPL Financial LLC 112Morgan Stanley 10449 Financial 99Wells Fargo Clearing Services, LLC 97Strategic Advisers LLC 86Edward Jones 72Kestra Private Wealth Services, LLC 69

Questions

How many financial advisors does Northwestern Mutual Investment Services, LLC have in Austin?

5 investment adviser representatives are registered at Northwestern Mutual Investment Services, LLC offices in Austin, Texas, according to the SEC's Investment Adviser Public Disclosure records, out of 1,946 nationwide. 0 list the CFP designation and 5 are also registered as broker representatives.

Is Northwestern Mutual Investment Services, LLC one of the largest advisor employers in Austin?

Northwestern Mutual Investment Services, LLC ranks number 89 in Austin by registered advisors; Kestra Advisory Services, LLC has the most, with 417.

How do I check a Northwestern Mutual Investment Services, LLC advisor in Austin?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Northwestern Mutual Investment Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.