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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Pleasant View, TN

Every SEC-registered investment adviser representative at a firm office in Pleasant View, with the firms that employ the most of them.

7 registered advisors work in Pleasant View; the most are at LPL Financial LLC (2). 0 list the CFP designation and 7 are also registered broker representatives.

Firms with the most advisors in Pleasant View

FirmAdvisors in Pleasant View
LPL Financial LLC news2
Money Concepts Capital Corp.2
Alliancebernstein L.P.1
Raymond James Financial Services Advisors, Inc. news1
U.S. Bancorp Advisors, LLC1

Advisors in Pleasant View, A to Z

Search all of Tennessee →

Other cities in Tennessee

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Nashville 1,131Memphis 840Knoxville 789Franklin 678Brentwood 539Chattanooga 433Murfreesboro 155Germantown 154Johnson City 133Jackson 88Clarksville 87Hendersonville 69Kingsport 69Cookeville 67Maryville 56Collierville 54Columbia 45Gallatin 41Cleveland 39Lebanon 34Goodlettsville 32Hixson 32Cordova 31Spring Hill 28

Questions

How many financial advisors are in Pleasant View, TN?

7 investment adviser representatives are registered at firm offices in Pleasant View, Tennessee, according to the SEC's Investment Adviser Public Disclosure records. 7 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Pleasant View?

LPL Financial LLC, with 2 registered advisors in Pleasant View, followed by Money Concepts Capital Corp. with 2.

How do I check a financial advisor in Pleasant View?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.