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Financial ADVSR advisor directory · SEC adviser records

Northwestern Mutual Investment Services, LLC financial advisors in Knoxville, TN

Every SEC-registered investment adviser representative at a Northwestern Mutual Investment Services, LLC office in Knoxville, A to Z.

The short answer

7 registered advisors work at Northwestern Mutual Investment Services, LLC in Knoxville, out of 1,946 at the firm nationwide; it ranks number 33 in the city by advisors. 0 list the CFP designation and 7 are also registered broker representatives.

Northwestern Mutual Investment Services, LLC advisors in Knoxville, A to Z

Every Northwestern Mutual Investment Services, LLC advisor →

Northwestern Mutual Investment Services, LLC advisors in every city and state →Northwestern Mutual Investment Services, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Northwestern Mutual Investment Services, LLC advisors in other cities

Milwaukee, WI 112New York, NY 53Atlanta, GA 41Indianapolis, IN 32Chicago, IL 29Pittsburgh, PA 29Albany, NY 26Houston, TX 24Saint Louis, MO 24Irvine, CA 23Cincinnati, OH 22Raleigh, NC 22Tampa, FL 21Nashville, TN 20W Des Moines, IA 18

Other firms in Knoxville

All Knoxville advisors →

LPL Financial LLC 44UBS Financial Services Inc. 44Morgan Stanley 33Ameriprise Financial Services, LLC 28Strategic Advisers LLC 27Edward Jones 26Merrill Lynch, Pierce, Fenner & Smith Incorporated 23Raymond James & Associates, Inc. 22Rather & Kittrell, Inc. 19State Farm Investment Management Corp. 19Tvamp, LLC 19Raymond James Financial Services Advisors, Inc. 18

Questions

How many financial advisors does Northwestern Mutual Investment Services, LLC have in Knoxville?

7 investment adviser representatives are registered at Northwestern Mutual Investment Services, LLC offices in Knoxville, Tennessee, according to the SEC's Investment Adviser Public Disclosure records, out of 1,946 nationwide. 0 list the CFP designation and 7 are also registered as broker representatives.

Is Northwestern Mutual Investment Services, LLC one of the largest advisor employers in Knoxville?

Northwestern Mutual Investment Services, LLC ranks number 33 in Knoxville by registered advisors; LPL Financial LLC has the most, with 44.

How do I check a Northwestern Mutual Investment Services, LLC advisor in Knoxville?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Northwestern Mutual Investment Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.