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Financial ADVSR advisor directory · SEC adviser records

Mariner financial advisors in Knoxville, TN

Every SEC-registered investment adviser representative at a Mariner office in Knoxville, A to Z.

The short answer

3 registered advisors work at Mariner in Knoxville, out of 903 at the firm nationwide; it ranks number 47 in the city by advisors. 2 list the CFP designation and 0 are also registered broker representatives.

Mariner advisors in Knoxville, A to Z

Every Mariner advisor →

Mariner advisors in every city and state →Mariner: assets, clients and custodians →Mariner news and advisor moves →Advisor Moves: who changed firms this week →

Mariner advisors in other cities

Overland Park, KS 110New York, NY 43Cincinnati, OH 36Oakbrook Terrace, IL 27Tulsa, OK 22Sarasota, FL 21Los Angeles, CA 20Manasquan, NJ 20Scottsdale, AZ 19Madison, NJ 18Bellevue, WA 16Plano, TX 16Tigard, OR 16Bloomington, MN 13Brentwood, MO 13

Other firms in Knoxville

All Knoxville advisors →

UBS Financial Services Inc. 43LPL Financial LLC 40Morgan Stanley 35Edward Jones 26Ameriprise Financial Services, LLC 25Merrill Lynch, Pierce, Fenner & Smith Incorporated 25Strategic Advisers LLC 25Raymond James & Associates, Inc. 23Pfs Investments Inc. 19Rather & Kittrell, Inc. 19State Farm Investment Management Corp. 19Raymond James Financial Services Advisors, Inc. 18

Questions

How many financial advisors does Mariner have in Knoxville?

3 investment adviser representatives are registered at Mariner offices in Knoxville, Tennessee, according to the SEC's Investment Adviser Public Disclosure records, out of 903 nationwide. 2 list the CFP designation and 0 are also registered as broker representatives.

Is Mariner one of the largest advisor employers in Knoxville?

Mariner ranks number 47 in Knoxville by registered advisors; UBS Financial Services Inc. has the most, with 43.

How do I check a Mariner advisor in Knoxville?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Mariner office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.