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Financial ADVSR advisor directory · SEC adviser records

Dominion Wealth Management, LLC financial advisors in Wilmington, NC

Every SEC-registered investment adviser representative at a Dominion Wealth Management, LLC office in Wilmington, A to Z.

The short answer

3 registered advisors work at Dominion Wealth Management, LLC in Wilmington, out of 3 at the firm nationwide; it ranks number 36 in the city by advisors. 0 list the CFP designation and 0 are also registered broker representatives.

Dominion Wealth Management, LLC advisors in Wilmington, A to Z

Every Dominion Wealth Management, LLC advisor →

Other firms in Wilmington

All Wilmington advisors →

Wells Fargo Clearing Services, LLC 76Edward Jones 27Wells Fargo Advisors Financial Network, LLC 21Merrill Lynch, Pierce, Fenner & Smith Incorporated 20Commonwealth Financial Network 17First Citizens Investor Services, Inc. 15Raymond James Financial Services Advisors, Inc. 15UBS Financial Services Inc. 14LPL Financial LLC 13Morgan Stanley 13Raymond James & Associates, Inc. 13Stifel, Nicolaus & Company, Incorporated 13

Questions

How many financial advisors does Dominion Wealth Management, LLC have in Wilmington?

3 investment adviser representatives are registered at Dominion Wealth Management, LLC offices in Wilmington, North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 3 nationwide. 0 list the CFP designation and 0 are also registered as broker representatives.

Is Dominion Wealth Management, LLC one of the largest advisor employers in Wilmington?

Dominion Wealth Management, LLC ranks number 36 in Wilmington by registered advisors; Wells Fargo Clearing Services, LLC has the most, with 76.

How do I check a Dominion Wealth Management, LLC advisor in Wilmington?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Dominion Wealth Management, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.