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Est. 2026The front page of wealth managementNew York

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Financial ADVSR advisor directory · SEC adviser records

Tradewinds, LLC financial advisors in Raleigh, NC

Every SEC-registered investment adviser representative at a Tradewinds, LLC office in Raleigh, A to Z.

The short answer

10 registered advisors work at Tradewinds, LLC in Raleigh, out of 10 at the firm nationwide; it ranks number 34 in the city by advisors. 4 list the CFP designation and 0 are also registered broker representatives.

Tradewinds, LLC advisors in Raleigh, A to Z

Every Tradewinds, LLC advisor →

Tradewinds, LLC advisors in every city and state →Tradewinds, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Other firms in Raleigh

All Raleigh advisors →

Captrust 121Merrill Lynch, Pierce, Fenner & Smith Incorporated 101Wells Fargo Clearing Services, LLC 101Strategic Advisers LLC 97First Citizens Investor Services, Inc. 86Morgan Stanley 84Capital Investment Advisory Services, LLC 69Edward Jones 69LPL Financial LLC 62Credit Union Investment Services 51Osaic Wealth, Inc. 51Ameriprise Financial Services, LLC 49

Questions

How many financial advisors does Tradewinds, LLC have in Raleigh?

10 investment adviser representatives are registered at Tradewinds, LLC offices in Raleigh, North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 10 nationwide. 4 list the CFP designation and 0 are also registered as broker representatives.

Is Tradewinds, LLC one of the largest advisor employers in Raleigh?

Tradewinds, LLC ranks number 34 in Raleigh by registered advisors; Captrust has the most, with 121.

How do I check a Tradewinds, LLC advisor in Raleigh?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Tradewinds, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.