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Financial ADVSR advisor directory · SEC adviser records

Stone Legacy Capital LLC financial advisors in Raleigh, NC

Every SEC-registered investment adviser representative at a Stone Legacy Capital LLC office in Raleigh, A to Z.

The short answer

3 registered advisors work at Stone Legacy Capital LLC in Raleigh, out of 3 at the firm nationwide; it ranks number 92 in the city by advisors. 0 list the CFP designation and 0 are also registered broker representatives.

Stone Legacy Capital LLC advisors in Raleigh, A to Z

Every Stone Legacy Capital LLC advisor →

Stone Legacy Capital LLC advisors in every city and state →Advisor Moves: who changed firms this week →

Other firms in Raleigh

All Raleigh advisors →

Wells Fargo Clearing Services, LLC 123Captrust 120Merrill Lynch, Pierce, Fenner & Smith Incorporated 92First Citizens Investor Services, Inc. 91Strategic Advisers LLC 86Morgan Stanley 85Edward Jones 71LPL Financial LLC 65Capital Investment Advisory Services, LLC 62Credit Union Investment Services 52Osaic Wealth, Inc. 51Ameriprise Financial Services, LLC 50

Questions

How many financial advisors does Stone Legacy Capital LLC have in Raleigh?

3 investment adviser representatives are registered at Stone Legacy Capital LLC offices in Raleigh, North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 3 nationwide. 0 list the CFP designation and 0 are also registered as broker representatives.

Is Stone Legacy Capital LLC one of the largest advisor employers in Raleigh?

Stone Legacy Capital LLC ranks number 92 in Raleigh by registered advisors; Wells Fargo Clearing Services, LLC has the most, with 123.

How do I check a Stone Legacy Capital LLC advisor in Raleigh?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Stone Legacy Capital LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.