Financial ADVSR advisor directory · SEC adviser records
Park Avenue Securities LLC financial advisors in Raleigh, NC
Every SEC-registered investment adviser representative at a Park Avenue Securities LLC office in Raleigh, A to Z.
The short answer
5 registered advisors work at Park Avenue Securities LLC in Raleigh, out of 1,761 at the firm nationwide; it ranks number 52 in the city by advisors. 0 list the CFP designation and 5 are also registered broker representatives.
Park Avenue Securities LLC advisors in Raleigh, A to Z
Every Park Avenue Securities LLC advisor →- Neal C. BrincefieldAlso a broker rep
- Destiney DeschainesAlso a broker rep
- Paul A. DowdChartered Financial Consultant · Also a broker rep
- Thomas B. PembertonChartered Financial Consultant · Also a broker rep
- Ashok H. TapadiaAlso a broker rep
Park Avenue Securities LLC advisors in every city and state →Park Avenue Securities LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →
Park Avenue Securities LLC advisors in other cities
New York, NY 135San Diego, CA 71Needham, MA 56Rye Brook, NY 54Atlanta, GA 48Charlotte, NC 41Melville, NY 39Paramus, NJ 39Pittsburgh, PA 35Tampa, FL 29Las Vegas, NV 26Wall, NJ 26Irvine, CA 24Cincinnati, OH 23Honolulu, HI 23
Other firms in Raleigh
All Raleigh advisors →Wells Fargo Clearing Services, LLC 123Captrust 120Merrill Lynch, Pierce, Fenner & Smith Incorporated 92First Citizens Investor Services, Inc. 91Strategic Advisers LLC 86Morgan Stanley 85Edward Jones 71LPL Financial LLC 65Capital Investment Advisory Services, LLC 62Credit Union Investment Services 52Osaic Wealth, Inc. 51Ameriprise Financial Services, LLC 50
Questions
How many financial advisors does Park Avenue Securities LLC have in Raleigh?
5 investment adviser representatives are registered at Park Avenue Securities LLC offices in Raleigh, North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 1,761 nationwide. 0 list the CFP designation and 5 are also registered as broker representatives.
Is Park Avenue Securities LLC one of the largest advisor employers in Raleigh?
Park Avenue Securities LLC ranks number 52 in Raleigh by registered advisors; Wells Fargo Clearing Services, LLC has the most, with 123.
How do I check a Park Avenue Securities LLC advisor in Raleigh?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Park Avenue Securities LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.