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Financial ADVSR advisor directory · SEC adviser records

Lewis Financial Management, LLC financial advisors in Raleigh, NC

Every SEC-registered investment adviser representative at a Lewis Financial Management, LLC office in Raleigh, A to Z.

The short answer

3 registered advisors work at Lewis Financial Management, LLC in Raleigh, out of 3 at the firm nationwide; it ranks number 81 in the city by advisors. 1 list the CFP designation and 2 are also registered broker representatives.

Lewis Financial Management, LLC advisors in Raleigh, A to Z

Every Lewis Financial Management, LLC advisor →

Lewis Financial Management, LLC advisors in every city and state →Lewis Financial Management, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Other firms in Raleigh

All Raleigh advisors →

Captrust 121Merrill Lynch, Pierce, Fenner & Smith Incorporated 101Wells Fargo Clearing Services, LLC 101Strategic Advisers LLC 97First Citizens Investor Services, Inc. 86Morgan Stanley 84Capital Investment Advisory Services, LLC 69Edward Jones 69LPL Financial LLC 62Credit Union Investment Services 51Osaic Wealth, Inc. 51Ameriprise Financial Services, LLC 49

Questions

How many financial advisors does Lewis Financial Management, LLC have in Raleigh?

3 investment adviser representatives are registered at Lewis Financial Management, LLC offices in Raleigh, North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 3 nationwide. 1 list the CFP designation and 2 are also registered as broker representatives.

Is Lewis Financial Management, LLC one of the largest advisor employers in Raleigh?

Lewis Financial Management, LLC ranks number 81 in Raleigh by registered advisors; Captrust has the most, with 121.

How do I check a Lewis Financial Management, LLC advisor in Raleigh?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Lewis Financial Management, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.