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Financial ADVSR advisor directory · SEC adviser records

J.P. Morgan Securities LLC financial advisors in Raleigh, NC

Every SEC-registered investment adviser representative at a J.P. Morgan Securities LLC office in Raleigh, A to Z.

The short answer

9 registered advisors work at J.P. Morgan Securities LLC in Raleigh, out of 12,970 at the firm nationwide; it ranks number 39 in the city by advisors. 1 list the CFP designation and 9 are also registered broker representatives.

J.P. Morgan Securities LLC advisors in Raleigh, A to Z

Every J.P. Morgan Securities LLC advisor →

J.P. Morgan Securities LLC advisors in every city and state →J.P. Morgan Securities LLC: assets, clients and custodians →J.P. Morgan news and advisor moves →Advisor Moves: who changed firms this week →

J.P. Morgan Securities LLC advisors in other cities

New York, NY 1,933Chicago, IL 570Miami, FL 405Columbus, OH 392Los Angeles, CA 308Houston, TX 305San Francisco, CA 286Boston, MA 251Dallas, TX 213Plano, TX 200Irvine, CA 179Atlanta, GA 166Tempe, AZ 141Greenwich, CT 136San Antonio, TX 133

Other firms in Raleigh

All Raleigh advisors →

Wells Fargo Clearing Services, LLC 123Captrust 120Merrill Lynch, Pierce, Fenner & Smith Incorporated 92First Citizens Investor Services, Inc. 91Strategic Advisers LLC 86Morgan Stanley 85Edward Jones 71LPL Financial LLC 65Capital Investment Advisory Services, LLC 62Credit Union Investment Services 52Osaic Wealth, Inc. 51Ameriprise Financial Services, LLC 50

Questions

How many financial advisors does J.P. Morgan Securities LLC have in Raleigh?

9 investment adviser representatives are registered at J.P. Morgan Securities LLC offices in Raleigh, North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 12,970 nationwide. 1 list the CFP designation and 9 are also registered as broker representatives.

Is J.P. Morgan Securities LLC one of the largest advisor employers in Raleigh?

J.P. Morgan Securities LLC ranks number 39 in Raleigh by registered advisors; Wells Fargo Clearing Services, LLC has the most, with 123.

How do I check a J.P. Morgan Securities LLC advisor in Raleigh?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the J.P. Morgan Securities LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.