Financial ADVSR advisor directory · SEC adviser records
Commonwealth Financial Network financial advisors in Raleigh, NC
Every SEC-registered investment adviser representative at a Commonwealth Financial Network office in Raleigh, A to Z.
The short answer
11 registered advisors work at Commonwealth Financial Network in Raleigh, out of 2,527 at the firm nationwide; it ranks number 33 in the city by advisors. 5 list the CFP designation and 11 are also registered broker representatives.
Commonwealth Financial Network advisors in Raleigh, A to Z
Every Commonwealth Financial Network advisor →- Rebecca M. CrumplerCertified Financial Planner · Also a broker rep
- James FrevolaAlso a broker rep
- Leslie K. GaddisCertified Financial Planner · Also a broker rep
- Matthew D. GlovaAlso a broker rep
- Lorraine JohnsonAlso a broker rep
- Matthew KelleherCertified Financial Planner · Also a broker rep
- William C. MartinAlso a broker rep
- Kevin M. McKinneyAlso a broker rep
- Sandra S. RussCertified Financial Planner · Also a broker rep
- Guy S. SwainCertified Financial Planner, Chartered Financial Consultant · Also a broker rep
- Mark D. WeaverChartered Financial Consultant · Also a broker rep
Commonwealth Financial Network advisors in every city and state →Commonwealth Financial Network: assets, clients and custodians →Commonwealth news and advisor moves →Commonwealth Financial Network payout grid vs. other firms →Advisor Moves: who changed firms this week →
Commonwealth Financial Network advisors in other cities
Waltham, MA 130San Diego, CA 62Glastonbury, CT 49Overland Park, KS 29Needham, MA 25New York, NY 22Worcester, MA 21Danvers, MA 19Rochester, NY 19Shelton, CT 17Dallas, TX 16Pittsford, NY 16Wilmington, NC 16Roanoke, VA 15Phoenix, AZ 14
Other firms in Raleigh
All Raleigh advisors →Wells Fargo Clearing Services, LLC 123Captrust 120Merrill Lynch, Pierce, Fenner & Smith Incorporated 92First Citizens Investor Services, Inc. 91Strategic Advisers LLC 86Morgan Stanley 85Edward Jones 71LPL Financial LLC 65Capital Investment Advisory Services, LLC 62Credit Union Investment Services 52Osaic Wealth, Inc. 51Ameriprise Financial Services, LLC 50
Questions
How many financial advisors does Commonwealth Financial Network have in Raleigh?
11 investment adviser representatives are registered at Commonwealth Financial Network offices in Raleigh, North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 2,527 nationwide. 5 list the CFP designation and 11 are also registered as broker representatives.
Is Commonwealth Financial Network one of the largest advisor employers in Raleigh?
Commonwealth Financial Network ranks number 33 in Raleigh by registered advisors; Wells Fargo Clearing Services, LLC has the most, with 123.
How do I check a Commonwealth Financial Network advisor in Raleigh?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Commonwealth Financial Network office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.