Financial ADVSR advisor directory · SEC adviser records
Cannell & Spears LLC financial advisors in New York, NY
Every SEC-registered investment adviser representative at a Cannell & Spears LLC office in New York, A to Z.
The short answer
21 registered advisors work at Cannell & Spears LLC in New York, out of 21 at the firm nationwide; it ranks number 66 in the city by advisors. 0 list the CFP designation and 1 are also registered broker representatives.
Cannell & Spears LLC advisors in New York, A to Z
Every Cannell & Spears LLC advisor →- James E. Breece IVChartered Financial Analyst
- Michele D. ClearyInvestment adviser rep
- Edward M. GilesInvestment adviser rep
- Walter K. GilesInvestment adviser rep
- William H. Herrman IIInvestment adviser rep
- Lisa KennedyInvestment adviser rep
- Ian B. Maccallum Jr.Investment adviser rep
- Margaret M. MaclennanInvestment adviser rep
- Diana MasseyInvestment adviser rep
- David J. MazzulloInvestment adviser rep
- Alina L. MiskaAlso a broker rep
- Robert P. MorgenthauInvestment adviser rep
- Nicholas A. PetitoInvestment adviser rep
- Paul F. PfeifferInvestment adviser rep
- John V. RaggioChartered Financial Analyst
- Robert M. RaichInvestment adviser rep
- Robert F. ShapiroInvestment adviser rep
- William G. SpearsChartered Financial Analyst
- Emanuel WeintraubChartered Financial Analyst
- Joseph B. WernerInvestment adviser rep
- Daniel J. WetchlerChartered Financial Analyst
Cannell & Spears LLC advisors in every city and state →Cannell & Spears LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →
Other firms in New York
All New York advisors →Merrill Lynch, Pierce, Fenner & Smith Incorporated 2,514Morgan Stanley 2,116J.P. Morgan Securities LLC 1,933UBS Financial Services Inc. 953Citigroup Global Markets Inc. 624Neuberger Berman Bd LLC 508Cerity Partners LLC 363Wells Fargo Clearing Services, LLC 324Equitable Advisors, LLC 313Oppenheimer & Co. Inc. 223MML Investors Services, LLC 161Rockefeller Financial LLC 159
Questions
How many financial advisors does Cannell & Spears LLC have in New York?
21 investment adviser representatives are registered at Cannell & Spears LLC offices in New York, New York, according to the SEC's Investment Adviser Public Disclosure records, out of 21 nationwide. 0 list the CFP designation and 1 are also registered as broker representatives.
Is Cannell & Spears LLC one of the largest advisor employers in New York?
Cannell & Spears LLC ranks number 66 in New York by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 2,514.
How do I check a Cannell & Spears LLC advisor in New York?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Cannell & Spears LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.