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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in West Caldwell, NJ

Every SEC-registered investment adviser representative at a firm office in West Caldwell, with the firms that employ the most of them.

11 registered advisors work in West Caldwell; the most are at Edward Jones (2). 1 list the CFP designation and 11 are also registered broker representatives.

Firms with the most advisors in West Caldwell

FirmAdvisors in West Caldwell
Edward Jones news2
J.P. Morgan Securities LLC news2
Merrill Lynch, Pierce, Fenner & Smith Incorporated news2
Bolton Securities Corporation1
Dow Family Office Advisory, LLC1
Equitable Advisors, LLC news1
Private Advisor Group, LLC1
State Farm Investment Management Corp.1
Strategic Advisers LLC1

Advisors in West Caldwell, A to Z

CFP advisors in West Caldwell →

Other cities in New Jersey

All of New Jersey →

Morristown 1,048Princeton 828Paramus 731Red Bank 678Weehawken 605Pennington 590Florham Park 573Summit 470Jersey City 463Marlton 385Parsippany 321Short Hills 267Mount Laurel 255Warren 171Bedminster 161Cherry Hill 155Wall 154Iselin 144Fairfield 143Bridgewater 135Holmdel 131Shrewsbury 128Manasquan 123Toms River 116

Questions

How many financial advisors are in West Caldwell, NJ?

11 investment adviser representatives are registered at firm offices in West Caldwell, New Jersey, according to the SEC's Investment Adviser Public Disclosure records. 11 of them are also registered as broker representatives, and 1 list the CFP designation.

Which firm has the most financial advisors in West Caldwell?

Edward Jones, with 2 registered advisors in West Caldwell, followed by J.P. Morgan Securities LLC with 2.

How do I check a financial advisor in West Caldwell?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.