Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
4K Social Security Database Cleanup Corrects 50 Million RecordsRB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities

Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Independence, MN

Every SEC-registered investment adviser representative at a firm office in Independence, with the firms that employ the most of them.

The short answer

3 registered advisors work in Independence; the most are at LPL Enterprise, LLC (1). 1 list the CFP designation and 3 are also registered broker representatives.

Firms with the most advisors in Independence

FirmAdvisors in Independence
LPL Enterprise, LLC news1
Robert W. Baird & Co. Incorporated news1
Strategic Advisers LLC1

Advisors in Independence, A to Z

CFP advisors in Independence →

Other cities in Minnesota

All of Minnesota →

Minneapolis 2,280Plymouth 695Edina 589Bloomington 544Minnetonka 441Wayzata 426Rochester 227Arden Hills 192Saint Paul 167Eden Prairie 159Golden Valley 147Maple Grove 142Duluth 136Woodbury 136Eagan 112St. Paul 112St Paul 104Burnsville 90St Louis Park 89New Brighton 86St Cloud 86Stillwater 81St. Louis Park 77Mankato 70

Questions

How many financial advisors are in Independence, MN?

3 investment adviser representatives are registered at firm offices in Independence, Minnesota, according to the SEC's Investment Adviser Public Disclosure records. 3 of them are also registered as broker representatives, and 1 list the CFP designation.

Which firm has the most financial advisors in Independence?

LPL Enterprise, LLC, with 1 registered advisors in Independence, followed by Robert W. Baird & Co. Incorporated with 1.

How do I check a financial advisor in Independence?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.