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Financial ADVSR advisor directory · SEC adviser records

Commonwealth Financial Network financial advisors in Traverse City, MI

Every SEC-registered investment adviser representative at a Commonwealth Financial Network office in Traverse City, A to Z.

3 registered advisors work at Commonwealth Financial Network in Traverse City, out of 2,527 at the firm nationwide; it ranks number 24 in the city by advisors. 1 list the CFP designation and 1 are also registered broker representatives.

Commonwealth Financial Network advisors in Traverse City, A to Z

Every Commonwealth Financial Network advisor →

Commonwealth Financial Network advisors in every city and state →Commonwealth Financial Network: assets, clients and custodians →Commonwealth news and advisor moves →Commonwealth Financial Network payout grid vs. other firms →Advisor Moves: who changed firms this week →

Commonwealth Financial Network advisors in other cities

Waltham, MA 130San Diego, CA 62Glastonbury, CT 49Overland Park, KS 29Needham, MA 25New York, NY 22Worcester, MA 21Danvers, MA 19Rochester, NY 19Shelton, CT 17Dallas, TX 16Pittsford, NY 16Wilmington, NC 16Roanoke, VA 15Phoenix, AZ 14

Other firms in Traverse City

All Traverse City advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 17LPL Financial LLC 15Wells Fargo Clearing Services, LLC 13Raymond James & Associates, Inc. 11Ameriprise Financial Services, LLC 9Edward Jones 9Robert W. Baird & Co. Incorporated 9Stifel, Nicolaus & Company, Incorporated 9Centennial Wealth Advisory, LLC 8Old Mission Investment Company, LLC 8J.P. Morgan Securities LLC 7Morgan Stanley 6

Questions

How many financial advisors does Commonwealth Financial Network have in Traverse City?

3 investment adviser representatives are registered at Commonwealth Financial Network offices in Traverse City, Michigan, according to the SEC's Investment Adviser Public Disclosure records, out of 2,527 nationwide. 1 list the CFP designation and 1 are also registered as broker representatives.

Is Commonwealth Financial Network one of the largest advisor employers in Traverse City?

Commonwealth Financial Network ranks number 24 in Traverse City by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 17.

How do I check a Commonwealth Financial Network advisor in Traverse City?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Commonwealth Financial Network office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.