Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Trappe, MD
Every SEC-registered investment adviser representative at a firm office in Trappe, with the firms that employ the most of them.
The short answer
1 registered advisors work in Trappe; the most are at RBC Capital Markets, LLC (1). 0 list the CFP designation and 1 are also registered broker representatives.
Firms with the most advisors in Trappe
| Firm | Advisors in Trappe |
|---|---|
| RBC Capital Markets, LLC news | 1 |
Advisors in Trappe, A to Z
Search all of Maryland →- Kevin FlahertyRBC Capital Markets, LLC
Other cities in Maryland
All of Maryland →Bethesda 848Baltimore 650Hunt Valley 580Annapolis 425Columbia 378Rockville 374Owings Mills 317Towson 299Frederick 203Lutherville 172North Bethesda 130Bel Air 128Gaithersburg 115Timonium 112Potomac 109Chevy Chase 99Ellicott City 91Easton 79Silver Spring 74Salisbury 73Hagerstown 70Cockeysville 64Severna Park 63Westminster 48
Questions
How many financial advisors are in Trappe, MD?
1 investment adviser representatives are registered at firm offices in Trappe, Maryland, according to the SEC's Investment Adviser Public Disclosure records. 1 of them are also registered as broker representatives, and 0 list the CFP designation.
Which firm has the most financial advisors in Trappe?
RBC Capital Markets, LLC, with 1 registered advisors in Trappe.
How do I check a financial advisor in Trappe?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.