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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Galena, MD

Every SEC-registered investment adviser representative at a firm office in Galena, with the firms that employ the most of them.

1 registered advisors work in Galena; the most are at Cambridge Investment Research Advisors, Inc. (1). 0 list the CFP designation and 1 are also registered broker representatives.

Firms with the most advisors in Galena

FirmAdvisors in Galena
Cambridge Investment Research Advisors, Inc. news1

Advisors in Galena, A to Z

Search all of Maryland →
  • Elizabeth KwokaCambridge Investment Research Advisors, Inc. · Chartered Financial Consultant

Other cities in Maryland

All of Maryland →

Bethesda 820Baltimore 662Hunt Valley 567Annapolis 437Rockville 390Columbia 366Owings Mills 322Towson 284Frederick 198Lutherville 170Bel Air 132North Bethesda 125Gaithersburg 120Timonium 112Potomac 111Chevy Chase 97Ellicott City 92Easton 74Silver Spring 72Salisbury 68Hagerstown 66Cockeysville 63Severna Park 60Westminster 45

Questions

How many financial advisors are in Galena, MD?

1 investment adviser representatives are registered at firm offices in Galena, Maryland, according to the SEC's Investment Adviser Public Disclosure records. 1 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Galena?

Cambridge Investment Research Advisors, Inc., with 1 registered advisors in Galena.

How do I check a financial advisor in Galena?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.