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Financial ADVSR advisor directory · SEC adviser records

Northwestern Mutual Investment Services, LLC financial advisors in Sarasota, FL

Every SEC-registered investment adviser representative at a Northwestern Mutual Investment Services, LLC office in Sarasota, A to Z.

The short answer

4 registered advisors work at Northwestern Mutual Investment Services, LLC in Sarasota, out of 1,946 at the firm nationwide; it ranks number 43 in the city by advisors. 1 list the CFP designation and 4 are also registered broker representatives.

Northwestern Mutual Investment Services, LLC advisors in Sarasota, A to Z

Every Northwestern Mutual Investment Services, LLC advisor →

Northwestern Mutual Investment Services, LLC advisors in every city and state →Northwestern Mutual Investment Services, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Northwestern Mutual Investment Services, LLC advisors in other cities

Milwaukee, WI 112New York, NY 53Atlanta, GA 41Indianapolis, IN 32Chicago, IL 29Pittsburgh, PA 29Albany, NY 26Houston, TX 24Saint Louis, MO 24Irvine, CA 23Cincinnati, OH 22Raleigh, NC 22Tampa, FL 21Nashville, TN 20W Des Moines, IA 18

Other firms in Sarasota

All Sarasota advisors →

Morgan Stanley 91Wells Fargo Clearing Services, LLC 39Merrill Lynch, Pierce, Fenner & Smith Incorporated 37LPL Financial LLC 34Strategic Advisers LLC 34Ameriprise Financial Services, LLC 23RBC Capital Markets, LLC 23Raymond James & Associates, Inc. 23Edward Jones 22Florida Financial Advisors, LLC 21Mariner 20Charles Schwab & Co., Inc. 19

Questions

How many financial advisors does Northwestern Mutual Investment Services, LLC have in Sarasota?

4 investment adviser representatives are registered at Northwestern Mutual Investment Services, LLC offices in Sarasota, Florida, according to the SEC's Investment Adviser Public Disclosure records, out of 1,946 nationwide. 1 list the CFP designation and 4 are also registered as broker representatives.

Is Northwestern Mutual Investment Services, LLC one of the largest advisor employers in Sarasota?

Northwestern Mutual Investment Services, LLC ranks number 43 in Sarasota by registered advisors; Morgan Stanley has the most, with 91.

How do I check a Northwestern Mutual Investment Services, LLC advisor in Sarasota?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Northwestern Mutual Investment Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.