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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Rotonda West, FL

Every SEC-registered investment adviser representative at a firm office in Rotonda West, with the firms that employ the most of them.

4 registered advisors work in Rotonda West; the most are at Ameriprise Financial Services, LLC (1). 0 list the CFP designation and 4 are also registered broker representatives.

Firms with the most advisors in Rotonda West

FirmAdvisors in Rotonda West
Ameriprise Financial Services, LLC news1
Cambridge Investment Research Advisors, Inc. news1
LPL Financial LLC news1
Wells Fargo Clearing Services, LLC news1

Advisors in Rotonda West, A to Z

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Other cities in Florida

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Miami 3,211Tampa 3,101Jacksonville 2,411Boca Raton 1,653Orlando 1,446Palm Beach Gardens 1,305St. Petersburg 1,108Naples 1,097Coral Gables 986Sarasota 963Fort Lauderdale 742Winter Park 487West Palm Beach 482Clearwater 440Fort Myers 424Ponte Vedra Beach 418Ft. Lauderdale 316Pensacola 298Aventura 280Melbourne 278Bradenton 271Saint Petersburg 269Vero Beach 263Jupiter 262

Questions

How many financial advisors are in Rotonda West, FL?

4 investment adviser representatives are registered at firm offices in Rotonda West, Florida, according to the SEC's Investment Adviser Public Disclosure records. 4 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Rotonda West?

Ameriprise Financial Services, LLC, with 1 registered advisors in Rotonda West, followed by Cambridge Investment Research Advisors, Inc. with 1.

How do I check a financial advisor in Rotonda West?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.