Financial ADVSR advisor directory · SEC adviser records
Northwestern Mutual Investment Services, LLC financial advisors in Coral Gables, FL
Every SEC-registered investment adviser representative at a Northwestern Mutual Investment Services, LLC office in Coral Gables, A to Z.
The short answer
4 registered advisors work at Northwestern Mutual Investment Services, LLC in Coral Gables, out of 1,946 at the firm nationwide; it ranks number 35 in the city by advisors. 2 list the CFP designation and 4 are also registered broker representatives.
Northwestern Mutual Investment Services, LLC advisors in Coral Gables, A to Z
Every Northwestern Mutual Investment Services, LLC advisor →- Jorge P. CasariegoCertified Financial Planner, Chartered Financial Consultant · Also a broker rep
- Anthony LanfranchiAlso a broker rep
- David V. Montes De OcaCertified Financial Planner · Also a broker rep
- Nazim QureshiAlso a broker rep
Northwestern Mutual Investment Services, LLC advisors in every city and state →Northwestern Mutual Investment Services, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →
Northwestern Mutual Investment Services, LLC advisors in other cities
Milwaukee, WI 112New York, NY 53Atlanta, GA 41Indianapolis, IN 32Chicago, IL 29Pittsburgh, PA 29Albany, NY 26Houston, TX 24Saint Louis, MO 24Irvine, CA 23Cincinnati, OH 22Raleigh, NC 22Tampa, FL 21Nashville, TN 20W Des Moines, IA 18
Other firms in Coral Gables
All Coral Gables advisors →UBS Financial Services Inc. 115Morgan Stanley 103Raymond James & Associates, Inc. 80Merrill Lynch, Pierce, Fenner & Smith Incorporated 74Wells Fargo Clearing Services, LLC 56Oppenheimer & Co. Inc. 35Bradesco Global Advisors 23Snowden Capital Advisors LLC 21Amerant Investments, Inc. 19Evensky & Katz/Foldes Wealth Management 19We Family Offices 19Stifel, Nicolaus & Company, Incorporated 17
Questions
How many financial advisors does Northwestern Mutual Investment Services, LLC have in Coral Gables?
4 investment adviser representatives are registered at Northwestern Mutual Investment Services, LLC offices in Coral Gables, Florida, according to the SEC's Investment Adviser Public Disclosure records, out of 1,946 nationwide. 2 list the CFP designation and 4 are also registered as broker representatives.
Is Northwestern Mutual Investment Services, LLC one of the largest advisor employers in Coral Gables?
Northwestern Mutual Investment Services, LLC ranks number 35 in Coral Gables by registered advisors; UBS Financial Services Inc. has the most, with 115.
How do I check a Northwestern Mutual Investment Services, LLC advisor in Coral Gables?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Northwestern Mutual Investment Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.