Financial ADVSR advisor directory · SEC adviser records
M Holdings Securities, Inc. financial advisors in Coral Gables, FL
Every SEC-registered investment adviser representative at a M Holdings Securities, Inc. office in Coral Gables, A to Z.
The short answer
3 registered advisors work at M Holdings Securities, Inc. in Coral Gables, out of 161 at the firm nationwide; it ranks number 45 in the city by advisors. 0 list the CFP designation and 2 are also registered broker representatives.
M Holdings Securities, Inc. advisors in Coral Gables, A to Z
Every M Holdings Securities, Inc. advisor →- Spencer J. DavidAlso a broker rep
- Henry PflegerInvestment adviser rep
- Jeffrey A. PflegerAlso a broker rep
M Holdings Securities, Inc. advisors in every city and state →M Holdings Securities, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →
M Holdings Securities, Inc. advisors in other cities
Portland, OR 31Dallas, TX 13Tampa, FL 6Detroit, MI 5Daytona Beach, FL 4Denver, CO 4Kalamazoo, MI 4Prairie Village, KS 4Allentown, PA 3Berwyn, PA 3Chattanooga, TN 3Covington, KY 3Greensboro, NC 3Newark, DE 3Northfield, IL 3
Other firms in Coral Gables
All Coral Gables advisors →UBS Financial Services Inc. 115Morgan Stanley 103Raymond James & Associates, Inc. 80Merrill Lynch, Pierce, Fenner & Smith Incorporated 74Wells Fargo Clearing Services, LLC 56Oppenheimer & Co. Inc. 35Bradesco Global Advisors 23Snowden Capital Advisors LLC 21Amerant Investments, Inc. 19Evensky & Katz/Foldes Wealth Management 19We Family Offices 19Stifel, Nicolaus & Company, Incorporated 17
Questions
How many financial advisors does M Holdings Securities, Inc. have in Coral Gables?
3 investment adviser representatives are registered at M Holdings Securities, Inc. offices in Coral Gables, Florida, according to the SEC's Investment Adviser Public Disclosure records, out of 161 nationwide. 0 list the CFP designation and 2 are also registered as broker representatives.
Is M Holdings Securities, Inc. one of the largest advisor employers in Coral Gables?
M Holdings Securities, Inc. ranks number 45 in Coral Gables by registered advisors; UBS Financial Services Inc. has the most, with 115.
How do I check a M Holdings Securities, Inc. advisor in Coral Gables?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the M Holdings Securities, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.