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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Cape Canaveral, FL

Every SEC-registered investment adviser representative at a firm office in Cape Canaveral, with the firms that employ the most of them.

3 registered advisors work in Cape Canaveral; the most are at Haron Capital Management, LLC (2). 0 list the CFP designation and 1 are also registered broker representatives.

Firms with the most advisors in Cape Canaveral

FirmAdvisors in Cape Canaveral
Haron Capital Management, LLC2
Wells Fargo Clearing Services, LLC news1

Advisors in Cape Canaveral, A to Z

Search all of Florida →

Other cities in Florida

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Miami 3,102Tampa 2,957Jacksonville 2,374Boca Raton 1,575Orlando 1,379Palm Beach Gardens 1,206Naples 1,123St. Petersburg 1,065Sarasota 935Coral Gables 921Fort Lauderdale 695Winter Park 455West Palm Beach 440Clearwater 418Fort Myers 399Ponte Vedra Beach 387Ft. Lauderdale 310Pensacola 280Jupiter 270Melbourne 268Bradenton 267Aventura 265Stuart 265Vero Beach 250

Questions

How many financial advisors are in Cape Canaveral, FL?

3 investment adviser representatives are registered at firm offices in Cape Canaveral, Florida, according to the SEC's Investment Adviser Public Disclosure records. 1 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Cape Canaveral?

Haron Capital Management, LLC, with 2 registered advisors in Cape Canaveral, followed by Wells Fargo Clearing Services, LLC with 1.

How do I check a financial advisor in Cape Canaveral?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.