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Financial ADVSR advisor directory · SEC adviser records

Wellington Shields & Co., LLC financial advisors

Every SEC-registered investment adviser representative at Wellington Shields & Co., LLC, by the state and city of the office they work from.

23 registered advisors work at Wellington Shields & Co., LLC, in 3 states and 4 cities; the most are in New York, NY (16). 1 list the CFP designation and 22 are also registered broker representatives.

Search every Wellington Shields & Co., LLC advisor by name →Who joined and left Wellington Shields & Co., LLC →Wellington Shields & Co., LLC: assets, clients and custodians →

Cities with the most Wellington Shields & Co., LLC advisors

New York, NY 16Shelburne Falls, MA 3Thomasville, GA 3Locust Valley, NY 1

Wellington Shields & Co., LLC advisors by state

Wellington Shields & Co., LLC in New York 17

New York 16Locust Valley 1

Wellington Shields & Co., LLC in Georgia 3

Thomasville 3

Wellington Shields & Co., LLC in Massachusetts 3

Shelburne Falls 3

Questions

How many financial advisors does Wellington Shields & Co., LLC have?

23 investment adviser representatives are registered with Wellington Shields & Co., LLC, according to the SEC's Investment Adviser Public Disclosure records, in 3 states and 4 cities. 1 list the CFP designation and 22 are also registered as broker representatives.

Where does Wellington Shields & Co., LLC have the most advisors?

New York, NY, with 16 registered advisors, then Shelburne Falls, MA (3). By state, New York has the most, with 17.

How do I find a Wellington Shields & Co., LLC financial advisor near me?

Pick your state below, then your city, to see every Wellington Shields & Co., LLC advisor registered at an office there. Each one links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. An advisor registered at Wellington Shields & Co., LLC offices in more than one city counts in each city but once in the total; broker-only representatives (FINRA BrokerCheck) aren't included. Every firm →