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Financial ADVSR advisor directory · SEC adviser records

Wellington Shields & Co., LLC financial advisors in Massachusetts

Every SEC-registered investment adviser representative at a Wellington Shields & Co., LLC office in Massachusetts, by city and A to Z.

The short answer

3 registered advisors work at Wellington Shields & Co., LLC in Massachusetts, out of 23 nationwide; it's the firm's number 3 state by advisors, and the most are in Shelburne Falls (3). 1 list the CFP designation and 3 are also registered broker representatives.

Wellington Shields & Co., LLC advisors by city in Massachusetts

Every firm in Massachusetts →

Shelburne Falls 3

Wellington Shields & Co., LLC advisors in Massachusetts, A to Z

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Wellington Shields & Co., LLC advisors in every state →Wellington Shields & Co., LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Wellington Shields & Co., LLC in other states

New York 17Georgia 3

Questions

How many Wellington Shields & Co., LLC financial advisors are in Massachusetts?

3 investment adviser representatives are registered at Wellington Shields & Co., LLC offices in Massachusetts, according to the SEC's Investment Adviser Public Disclosure records, out of 23 at the firm nationwide. 1 list the CFP designation and 3 are also registered as broker representatives.

Where in Massachusetts does Wellington Shields & Co., LLC have the most advisors?

Shelburne Falls, with 3. Wellington Shields & Co., LLC has advisors in 1 city in Massachusetts.

How do I check a Wellington Shields & Co., LLC advisor in Massachusetts?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Wellington Shields & Co., LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.