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Financial ADVSR advisor directory · SEC adviser records

The Putney Financial Group LLC financial advisors in California

Every SEC-registered investment adviser representative at a The Putney Financial Group LLC office in California, by city and A to Z.

The short answer

7 registered advisors work at The Putney Financial Group LLC in California, out of 7 nationwide; it's the firm's number 1 state by advisors, and the most are in San Rafael (7). 0 list the CFP designation and 6 are also registered broker representatives.

The Putney Financial Group LLC advisors by city in California

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San Rafael 7

The Putney Financial Group LLC advisors in California, A to Z

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The Putney Financial Group LLC advisors in every state →The Putney Financial Group LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Questions

How many The Putney Financial Group LLC financial advisors are in California?

7 investment adviser representatives are registered at The Putney Financial Group LLC offices in California, according to the SEC's Investment Adviser Public Disclosure records, out of 7 at the firm nationwide. 0 list the CFP designation and 6 are also registered as broker representatives.

Where in California does The Putney Financial Group LLC have the most advisors?

San Rafael, with 7. The Putney Financial Group LLC has advisors in 1 city in California.

How do I check a The Putney Financial Group LLC advisor in California?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the The Putney Financial Group LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.