Financial ADVSR advisor directory · SEC adviser records
The Caprock Group, LLC financial advisors in California
Every SEC-registered investment adviser representative at a The Caprock Group, LLC office in California, by city and A to Z.
The short answer
3 registered advisors work at The Caprock Group, LLC in California, out of 43 nationwide; it's the firm's number 3 state by advisors, and the most are in San Jose (2). 0 list the CFP designation and 0 are also registered broker representatives.
The Caprock Group, LLC advisors by city in California
Every firm in California →The Caprock Group, LLC advisors in California, A to Z
Search by name →- Kellianne R. BarrowSan Jose
- Chase E. GrossmanSan Jose
- Kevin J. SierzantNewport Beach
The Caprock Group, LLC advisors in every state →The Caprock Group, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →
The Caprock Group, LLC in other states
Questions
How many The Caprock Group, LLC financial advisors are in California?
3 investment adviser representatives are registered at The Caprock Group, LLC offices in California, according to the SEC's Investment Adviser Public Disclosure records, out of 43 at the firm nationwide. 0 list the CFP designation and 0 are also registered as broker representatives.
Where in California does The Caprock Group, LLC have the most advisors?
San Jose, with 2, then Newport Beach (1). The Caprock Group, LLC has advisors in 2 cities in California.
How do I check a The Caprock Group, LLC advisor in California?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the The Caprock Group, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.