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Financial ADVSR advisor directory · SEC adviser records

Sprott Asset Management USA Inc. financial advisors in California

Every SEC-registered investment adviser representative at a Sprott Asset Management USA Inc. office in California, by city and A to Z.

The short answer

3 registered advisors work at Sprott Asset Management USA Inc. in California, out of 20 nationwide; it's the firm's number 2 state by advisors, and the most are in Carlsbad (2). 0 list the CFP designation and 3 are also registered broker representatives.

Sprott Asset Management USA Inc. advisors by city in California

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Carlsbad 2

Sprott Asset Management USA Inc. advisors in California, A to Z

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Sprott Asset Management USA Inc. advisors in every state →Sprott Asset Management USA Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Sprott Asset Management USA Inc. in other states

Connecticut 14

Questions

How many Sprott Asset Management USA Inc. financial advisors are in California?

3 investment adviser representatives are registered at Sprott Asset Management USA Inc. offices in California, according to the SEC's Investment Adviser Public Disclosure records, out of 20 at the firm nationwide. 0 list the CFP designation and 3 are also registered as broker representatives.

Where in California does Sprott Asset Management USA Inc. have the most advisors?

Carlsbad, with 2. Sprott Asset Management USA Inc. has advisors in 1 city in California.

How do I check a Sprott Asset Management USA Inc. advisor in California?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Sprott Asset Management USA Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.