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Financial ADVSR advisor directory · SEC adviser records

Sprott Asset Management USA Inc. financial advisors in Connecticut

Every SEC-registered investment adviser representative at a Sprott Asset Management USA Inc. office in Connecticut, by city and A to Z.

The short answer

14 registered advisors work at Sprott Asset Management USA Inc. in Connecticut, out of 20 nationwide; it's the firm's number 1 state by advisors, and the most are in Darien (14). 0 list the CFP designation and 13 are also registered broker representatives.

Sprott Asset Management USA Inc. advisors by city in Connecticut

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Darien 14

Sprott Asset Management USA Inc. advisors in Connecticut, A to Z

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Questions

How many Sprott Asset Management USA Inc. financial advisors are in Connecticut?

14 investment adviser representatives are registered at Sprott Asset Management USA Inc. offices in Connecticut, according to the SEC's Investment Adviser Public Disclosure records, out of 20 at the firm nationwide. 0 list the CFP designation and 13 are also registered as broker representatives.

Where in Connecticut does Sprott Asset Management USA Inc. have the most advisors?

Darien, with 14. Sprott Asset Management USA Inc. has advisors in 1 city in Connecticut.

How do I check a Sprott Asset Management USA Inc. advisor in Connecticut?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Sprott Asset Management USA Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.