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Financial ADVSR advisor directory · SEC adviser records

Sowell Management financial advisors in California

Every SEC-registered investment adviser representative at a Sowell Management office in California, by city and A to Z.

9 registered advisors work at Sowell Management in California, out of 103 nationwide; it's the firm's number 2 state by advisors, and the most are in Granite Bay (3). 0 list the CFP designation and 0 are also registered broker representatives.

Sowell Management advisors by city in California

Every firm in California →

Granite Bay 3Cayucos 1El Cerrito 1Roseville 1Sanger 1Santa Monica 1Santa Rosa 1

Sowell Management advisors in California, A to Z

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Sowell Management advisors in every state →Sowell Management: assets, clients and custodians →Advisor Moves: who changed firms this week →

Sowell Management in other states

Arkansas 51Texas 9Washington 7Florida 4Arizona 3Illinois 3Oklahoma 3

Questions

How many Sowell Management financial advisors are in California?

9 investment adviser representatives are registered at Sowell Management offices in California, according to the SEC's Investment Adviser Public Disclosure records, out of 103 at the firm nationwide. 0 list the CFP designation and 0 are also registered as broker representatives.

Where in California does Sowell Management have the most advisors?

Granite Bay, with 3, then Cayucos (1). Sowell Management has advisors in 7 cities in California.

How do I check a Sowell Management advisor in California?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Sowell Management office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.