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Est. 2026The front page of wealth managementNew York

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Financial ADVSR advisor directory · SEC adviser records

Sovereign Financial Group, Inc. financial advisors in New York

Every SEC-registered investment adviser representative at a Sovereign Financial Group, Inc. office in New York, by city and A to Z.

The short answer

3 registered advisors work at Sovereign Financial Group, Inc. in New York, out of 18 nationwide; it's the firm's number 2 state by advisors, and the most are in New York (1). 2 list the CFP designation and 0 are also registered broker representatives.

Sovereign Financial Group, Inc. advisors by city in New York

Every firm in New York →

New York 1Saratoga Springs 1Smithtown 1

Sovereign Financial Group, Inc. advisors in New York, A to Z

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Sovereign Financial Group, Inc. advisors in every state →Sovereign Financial Group, Inc.: assets, clients and custodians →Sovereign Advisor Solutions news and advisor moves →Advisor Moves: who changed firms this week →

Sovereign Financial Group, Inc. in other states

Connecticut 8

Questions

How many Sovereign Financial Group, Inc. financial advisors are in New York?

3 investment adviser representatives are registered at Sovereign Financial Group, Inc. offices in New York, according to the SEC's Investment Adviser Public Disclosure records, out of 18 at the firm nationwide. 2 list the CFP designation and 0 are also registered as broker representatives.

Where in New York does Sovereign Financial Group, Inc. have the most advisors?

New York, with 1, then Saratoga Springs (1). Sovereign Financial Group, Inc. has advisors in 3 cities in New York.

How do I check a Sovereign Financial Group, Inc. advisor in New York?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Sovereign Financial Group, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.