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Financial ADVSR advisor directory · SEC adviser records

Sonoma Private Wealth LLC financial advisors in California

Every SEC-registered investment adviser representative at a Sonoma Private Wealth LLC office in California, by city and A to Z.

The short answer

3 registered advisors work at Sonoma Private Wealth LLC in California, out of 3 nationwide; it's the firm's number 1 state by advisors, and the most are in Novato (2). 0 list the CFP designation and 0 are also registered broker representatives.

Sonoma Private Wealth LLC advisors by city in California

Every firm in California →

Novato 2San Juan Capistrano 1

Sonoma Private Wealth LLC advisors in California, A to Z

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Sonoma Private Wealth LLC advisors in every state →Sonoma Private Wealth LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Questions

How many Sonoma Private Wealth LLC financial advisors are in California?

3 investment adviser representatives are registered at Sonoma Private Wealth LLC offices in California, according to the SEC's Investment Adviser Public Disclosure records, out of 3 at the firm nationwide. 0 list the CFP designation and 0 are also registered as broker representatives.

Where in California does Sonoma Private Wealth LLC have the most advisors?

Novato, with 2, then San Juan Capistrano (1). Sonoma Private Wealth LLC has advisors in 2 cities in California.

How do I check a Sonoma Private Wealth LLC advisor in California?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Sonoma Private Wealth LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.