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Est. 2026The front page of wealth managementNew York

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Financial ADVSR advisor moves · SEC adviser records, updated daily

Advisors who joined and left Shepherd Financial

Every SEC-registered advisor who joined Shepherd Financial or left it for another firm since October 22, and where they came from or went.

1 joined and 0 left for another firm since October 22, a net change of +1. The most came from Schwab Wealth Advisory, Inc. (1).

Every Shepherd Financial advisor, by city and state →Which firms are gaining and losing advisors →

Where advisors came from and went

Came from

Schwab Wealth Advisory, Inc. 1

Joined Shepherd Financial (1)

AdvisorCame fromOfficeSeen
Stephen C. KroutSchwab Wealth Advisory, Inc.Carmel, INOct 27

Left Shepherd Financial for another firm (0)

No advisors left for another firm since October 22.

Questions

How many advisors has Shepherd Financial added recently?

1 SEC-registered advisors joined Shepherd Financial and 0 left it for another firm since October 22, a net change of +1, according to the SEC's daily Investment Adviser Public Disclosure file. The most came from Schwab Wealth Advisory, Inc. (1).

Where does this data come from?

The SEC publishes every registered investment adviser representative and their firms each day. Financial ADVSR compares each day's file with the one before: an advisor who gains a firm counts as joining it, one who loses it as leaving. A departure counts only when the advisor shows up at another firm within 45 days; advisors who simply drop out of the file (retirements, broker-only roles, gaps in a day's file) aren't counted.

Source: the SEC's Investment Adviser Public Disclosure daily file, compared day by day since 2026-10-22. Investment adviser representatives only; broker-only moves (FINRA BrokerCheck) aren't included. Reported team moves and deals are in Advisor Moves.