Sunday, October 25, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities

Financial ADVSR advisor directory · SEC adviser records

Schwab Wealth Advisory, Inc. financial advisors in New York

Every SEC-registered investment adviser representative at a Schwab Wealth Advisory, Inc. office in New York, by city and A to Z.

The short answer

14 registered advisors work at Schwab Wealth Advisory, Inc. in New York, out of 1,482 nationwide; it's the firm's number 16 state by advisors, and the most are in New York (7). 5 list the CFP designation and 14 are also registered broker representatives.

Schwab Wealth Advisory, Inc. advisors by city in New York

Every firm in New York →

New York 7New York City 4Caroga Lake 1Mamaroneck 1Mineola 1

Schwab Wealth Advisory, Inc. advisors in New York, A to Z

Search by name →

Schwab Wealth Advisory, Inc. advisors in every state →Schwab Wealth Advisory, Inc.: assets, clients and custodians →Schwab news and advisor moves →Advisor Moves: who changed firms this week →

Schwab Wealth Advisory, Inc. in other states

Arizona 264Florida 225Colorado 221Texas 214Indiana 161California 130Georgia 34Illinois 32North Carolina 23New Jersey 22Washington 22Virginia 21Pennsylvania 17Minnesota 16Massachusetts 15Ohio 14Missouri 13Nebraska 8Connecticut 3Michigan 3

Questions

How many Schwab Wealth Advisory, Inc. financial advisors are in New York?

14 investment adviser representatives are registered at Schwab Wealth Advisory, Inc. offices in New York, according to the SEC's Investment Adviser Public Disclosure records, out of 1,482 at the firm nationwide. 5 list the CFP designation and 14 are also registered as broker representatives.

Where in New York does Schwab Wealth Advisory, Inc. have the most advisors?

New York, with 7, then New York City (4). Schwab Wealth Advisory, Inc. has advisors in 5 cities in New York.

How do I check a Schwab Wealth Advisory, Inc. advisor in New York?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Schwab Wealth Advisory, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.