Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says

Financial ADVSR advisor directory · SEC adviser records

Roth Capital Partners, LLC financial advisors in California

Every SEC-registered investment adviser representative at a Roth Capital Partners, LLC office in California, by city and A to Z.

The short answer

7 registered advisors work at Roth Capital Partners, LLC in California, out of 7 nationwide; it's the firm's number 1 state by advisors, and the most are in Newport Beach (7). 0 list the CFP designation and 7 are also registered broker representatives.

Roth Capital Partners, LLC advisors by city in California

Every firm in California →

Newport Beach 7

Roth Capital Partners, LLC advisors in California, A to Z

Search by name →

Roth Capital Partners, LLC advisors in every state →Advisor Moves: who changed firms this week →

Questions

How many Roth Capital Partners, LLC financial advisors are in California?

7 investment adviser representatives are registered at Roth Capital Partners, LLC offices in California, according to the SEC's Investment Adviser Public Disclosure records, out of 7 at the firm nationwide. 0 list the CFP designation and 7 are also registered as broker representatives.

Where in California does Roth Capital Partners, LLC have the most advisors?

Newport Beach, with 7. Roth Capital Partners, LLC has advisors in 1 city in California.

How do I check a Roth Capital Partners, LLC advisor in California?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Roth Capital Partners, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.