Financial ADVSR advisor directory · SEC adviser records
Roth Capital Partners, LLC financial advisors
Every SEC-registered investment adviser representative at Roth Capital Partners, LLC, by the state and city of the office they work from.
7 registered advisors work at Roth Capital Partners, LLC, in 1 state and 1 city; the most are in Newport Beach, CA (7). 0 list the CFP designation and 7 are also registered broker representatives.
Search every Roth Capital Partners, LLC advisor by name →Who joined and left Roth Capital Partners, LLC →
Cities with the most Roth Capital Partners, LLC advisors
Roth Capital Partners, LLC advisors by state
Questions
How many financial advisors does Roth Capital Partners, LLC have?
7 investment adviser representatives are registered with Roth Capital Partners, LLC, according to the SEC's Investment Adviser Public Disclosure records, in 1 state and 1 cities. 0 list the CFP designation and 7 are also registered as broker representatives.
Where does Roth Capital Partners, LLC have the most advisors?
Newport Beach, CA, with 7 registered advisors. By state, California has the most, with 7.
How do I find a Roth Capital Partners, LLC financial advisor near me?
Pick your state below, then your city, to see every Roth Capital Partners, LLC advisor registered at an office there. Each one links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. An advisor registered at Roth Capital Partners, LLC offices in more than one city counts in each city but once in the total; broker-only representatives (FINRA BrokerCheck) aren't included. Every firm →