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Financial ADVSR advisor directory · SEC adviser records

Roth Capital Partners, LLC financial advisors in Newport Beach, CA

Every SEC-registered investment adviser representative at a Roth Capital Partners, LLC office in Newport Beach, A to Z.

The short answer

7 registered advisors work at Roth Capital Partners, LLC in Newport Beach, out of 7 at the firm nationwide; it ranks number 44 in the city by advisors. 0 list the CFP designation and 7 are also registered broker representatives.

Roth Capital Partners, LLC advisors in Newport Beach, A to Z

Every Roth Capital Partners, LLC advisor →

Roth Capital Partners, LLC advisors in every city and state →Advisor Moves: who changed firms this week →

Other firms in Newport Beach

All Newport Beach advisors →

Beacon Pointe Advisors, LLC 207Merrill Lynch, Pierce, Fenner & Smith Incorporated 191Goldman Sachs Wealth Services, L.P. 142Morgan Stanley 84UBS Financial Services Inc. 79LPL Financial LLC 62Wells Fargo Clearing Services, LLC 54J.P. Morgan Securities LLC 52Creative Planning Institutional Advisors, LLC 49MML Investors Services, LLC 44Cetera Investment Advisers LLC 40Charles Schwab & Co., Inc. 39

Questions

How many financial advisors does Roth Capital Partners, LLC have in Newport Beach?

7 investment adviser representatives are registered at Roth Capital Partners, LLC offices in Newport Beach, California, according to the SEC's Investment Adviser Public Disclosure records, out of 7 nationwide. 0 list the CFP designation and 7 are also registered as broker representatives.

Is Roth Capital Partners, LLC one of the largest advisor employers in Newport Beach?

Roth Capital Partners, LLC ranks number 44 in Newport Beach by registered advisors; Beacon Pointe Advisors, LLC has the most, with 207.

How do I check a Roth Capital Partners, LLC advisor in Newport Beach?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Roth Capital Partners, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.