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Financial ADVSR advisor directory · SEC adviser records

Regatta Capital Group, LLC financial advisors in California

Every SEC-registered investment adviser representative at a Regatta Capital Group, LLC office in California, by city and A to Z.

The short answer

11 registered advisors work at Regatta Capital Group, LLC in California, out of 12 nationwide; it's the firm's number 1 state by advisors, and the most are in El Segundo (11). 3 list the CFP designation and 0 are also registered broker representatives.

Regatta Capital Group, LLC advisors by city in California

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El Segundo 11

Regatta Capital Group, LLC advisors in California, A to Z

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Questions

How many Regatta Capital Group, LLC financial advisors are in California?

11 investment adviser representatives are registered at Regatta Capital Group, LLC offices in California, according to the SEC's Investment Adviser Public Disclosure records, out of 12 at the firm nationwide. 3 list the CFP designation and 0 are also registered as broker representatives.

Where in California does Regatta Capital Group, LLC have the most advisors?

El Segundo, with 11. Regatta Capital Group, LLC has advisors in 1 city in California.

How do I check a Regatta Capital Group, LLC advisor in California?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Regatta Capital Group, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.