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Financial ADVSR advisor directory · SEC adviser records

Prospect Financial Services LLC financial advisors in New York

Every SEC-registered investment adviser representative at a Prospect Financial Services LLC office in New York, by city and A to Z.

The short answer

9 registered advisors work at Prospect Financial Services LLC in New York, out of 9 nationwide; it's the firm's number 1 state by advisors, and the most are in Melville (8). 1 list the CFP designation and 9 are also registered broker representatives.

Prospect Financial Services LLC advisors by city in New York

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Melville 8Farmingdale 1

Prospect Financial Services LLC advisors in New York, A to Z

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Questions

How many Prospect Financial Services LLC financial advisors are in New York?

9 investment adviser representatives are registered at Prospect Financial Services LLC offices in New York, according to the SEC's Investment Adviser Public Disclosure records, out of 9 at the firm nationwide. 1 list the CFP designation and 9 are also registered as broker representatives.

Where in New York does Prospect Financial Services LLC have the most advisors?

Melville, with 8, then Farmingdale (1). Prospect Financial Services LLC has advisors in 2 cities in New York.

How do I check a Prospect Financial Services LLC advisor in New York?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Prospect Financial Services LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.